banking law and capital market law
hire a lawyer now
Expertise in corporate finance and regulatory law: advice for banks, financial service providers and investors
We offer sound and comprehensive advice to banks and financial service providers in the areas of regulatory law, financial services and product design. In the complex world of regulatory law (KWG, WpHG, KAAGB, AIFM, InstitutsVergV and more), we deliver clear, practice-oriented solutions that ensure long-term security. With more than 20 years of experience in advising a major Dutch bank, Mr. Rogert brings in-depth expertise and a broad network to the development of efficient investment structures. We ensure that all legal requirements in sales and product design are precisely met.
In the area of corporate finance, we support companies, investors and banks in all forms of raising capital - be it through debt, equity or mezzanine financing. Our goal is to offer tailor-made solutions that meet both the legal requirements and the financial goals of our clients.
Our areas of expertise
Revocation and termination of leasing and factoring
Advice and support in the legally secure termination or revocation of leasing and factoring contracts in order to minimize financial risks.
The supervisory law for banking and financial services
Our expertise guarantees sound advice and tailor-made solutions that meet the high requirements of financial and regulatory law.
mezzanine financing, mezzanine capital
Our firm offers comprehensive advice and support to companies and investors in all areas of corporate financing
Liability umbrella for tied agents
Our law firm offers comprehensive advice to tied agents, banks and financial service providers on all issues relating to the liability umbrella.
Enforce legal claims in just 3 steps
Simple, convenient & fast – we enforce your rights.
commissioning
Give us your mandate easily and conveniently via online form from home.
1lawsuit & trial
We will take care of all the remaining steps for you. Sit back and relax.
2Success
We will successfully enforce your claim and you can enjoy the success immediately.
3Comprehensive advice on financial services and regulatory law
Your partner for legal and regulatory challenges
A team of specialized lawyers offers comprehensive advice and support in various areas of financial services and regulatory law. This includes support for the establishment, acquisition or sale of financial services institutions and the implementation of licensing procedures under Section 32 of the German Banking Act (KWG) with BaFin, including the application for a BaFin license. Outsourcing projects under Section 25a of the German Banking Act (KWG) are also supported.
In addition, the range of services includes the implementation of securities trading law requirements, for example in relation to disclosure obligations and insider rights in accordance with Sections 31 ff of the German Securities Trading Act (WpHG). We support the development of forms and the integration of these requirements into business processes. We also carry out a comprehensive review of issues relating to the Money Laundering Act, data protection, the Institutional Remuneration Ordinance and compliance, supplemented by in-house training.
We also offer support in the design of financial products, particularly in the area of investment funds and closed-end fund products, and support the preparation and review of prospectuses in the approval process. The drafting of the necessary contracts, such as partnership agreements, trust agreements or contracts for equity brokerage and for the implementation of planned investments, is also part of our service portfolio. This includes, among other things, contracts for real estate acquisition and financing.
In addition, we offer the drafting and adaptation of asset management and investment advisory contracts as well as advice on issues relating to advisor and agent liability, for example with regard to liability umbrellas and advisory documentation. We design and negotiate cooperations with product developers, depository banks, custodians and trustees and advise contractually bound and independent agents on regulatory, corporate law and tax requirements, including the preparation of necessary sales documentation.
Our advice is rounded off by supporting FinTech companies in the areas of regulatory law, competition law and IT law.
We will take care of your case – quickly & with commitment.
Expertise in corporate and project finance
Your solution for classic and innovative financing models
We offer comprehensive advice for companies and project developers in all areas of corporate and project financing. Our range of services includes both traditional and innovative forms of financing. These include factoring, trade financing and customer and supplier financing. In international business, we advise on topics such as credit insurance, export credit guarantees (ECA) and documentary letters of credit. We also support project developers with all financing questions and assist them in selecting the right financing models.
We also advise on mezzanine financing, including atypical silent partnerships, profit participation rights and profit participation certificates, as well as on debt financing such as promissory notes and bonds. In addition, we offer support in structuring profit-participating and subordinated loans and support our clients in equity financing through capital increases, participation agreements and debt-to-equity swaps. In acquisition financing, we support you in negotiations and contract drafting and advise on cash pooling systems.
We also offer specialized advice on small cap financing and support start-ups and founders with financing through venture capital. We are also available to provide you with our expertise in innovative forms of financing such as crowdfunding and initial coin offerings (ICO).
Nationwide representation and advice
We support you in mastering complex financing and regulatory challenges with confidence. Our experienced team of specialized lawyers brings sound specialist knowledge and many years of expertise to assist you in the establishment, financing and legal structuring of your projects. We help you to meet regulatory requirements and develop suitable financing models - be it for corporate or project financing, acquisition financing or the implementation of securities trading law requirements.
With over 20 years of experience in advising a renowned Dutch major bank, we offer you tailor-made solutions that are perfectly tailored to your needs. Trust in our expertise to achieve your goals efficiently and in compliance with the law.
Professional advice & support
We offer you professional and comprehensive initial advice in the area of banking and capital market law. Take advantage of your opportunity and avoid mistakes.
English 
German 
Dutch